Use these to protect yourself. If clients leave within the first 12–24 months, the purchase price should be adjusted downward Capital Bank .
Review regulatory filings and past litigation to avoid inheriting legal liabilities AssetMark . buying a financial advisor's book
What is your for the purchase (e.g., scaling up, entering a new niche, or preparing for your own eventual succession)? Use these to protect yourself
AI responses may include mistakes. For financial advice, consult a professional. Learn more What is your for the purchase (e
Before making an offer, you must "look under the hood" to ensure the assets are portable and compliant.
Look for a historical retention rate of 90% or higher Unbroker.
Always hire an attorney familiar with financial advisor practice sales to handle the Asset Purchase Agreement The Advisor Coach . To help you move forward, could you tell me: Are you buying a fee-based RIA or a commission-based book?